Audit Manager I- BSA/AML Job at City National Bank, Los Angeles, CA

UGlodXU1cUh0MTVPZ0ZUL2dnNzZndGdjTGc9PQ==
  • City National Bank
  • Los Angeles, CA

Job Description

Overview:

AUDIT MANAGER I- BSA/AML

WHAT IS THE OPPORTUNITY?

The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or written reports and memorandums. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.

WHAT WILL YOU DO?

  • Provide independent and objective evaluation of the adequacy and effectiveness of Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) practices for City National Bank (CNB).
  • Support the Director – Head of FCC Regulatory Issue Validation by helping to lead and execute FCC regulatory issue validation (RIV), including through the RIV planning, execution, and reporting phases.
  • Assist in non-RIV related projects including audits, audit risk assessments, and other strategic initiatives

WHAT DO YOU NEED TO SUCCEED?

Required Qualifications*

  • Bachelor's Degree or equivalent
  • Minimum 4 years of audit or related experience in banking operations, compliance, and/or risk management activities.
  • Minimum 1 year of experience conducting internal audits within financial institutions.
  • CPA - Certified Public Accountant Or
  • CIA - Certified Internal Auditor Or
  • CAMS - Certified Anti-Money Laundering Specialist Or
  • CFE - Certified Fraud Examiner 

 

Additional Qualifications

  • Relevant experience covering financial crimes (BSA/AML, OFAC, Anti-Bribery and Corruption) as an internal auditor (third-line or defense), compliance professional (second-line of defense) for large financial institutions.
  • Strong verbal and written communication skills to effectively present to peers and business management.
  • Demonstrated negotiation and leadership skills needed to convey ideas and obtain management buy-in for constructive change.
  • Effectively manage ambiguity, work independently, think innovatively and demonstrate critical problem-solving skills.
  • Strong understanding of internal auditing standards, COSO and risk assessment practices.
  • Strong understanding of internal control concepts and application of such.
  • General working knowledge of banking industry laws and regulations.
  • Experience in planning and juggling multiple projects and with varying team members.
  • Experience in coaching junior auditor.
  • Sound knowledge and experience in IT audit is strongly preferred.
  • Familiar with data analytics, robotic process automation and artificial intelligence tools.
  • Experience in use of data visualization and reporting – e.g. Tableau and/or Alteryx is a plus.

WHAT'S IN IT FOR YOU?

Compensation

Starting base salary: $92,114 - $156,880 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.

Benefits and Perks

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including:

  • Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
  • Generous 401(k) company matching contribution
  • Career Development through Tuition Reimbursement and other internal upskilling and training resources
  • Valued Time Away benefits including vacation, sick and volunteer time
  • Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
  • Career Mobility support from a dedicated recruitment team
  • Colleague Resource Groups to support networking and community engagement

 

Get a more detailed look at our Benefits and Perks .

ABOUT US

Since day one we've always gone further than the competition to help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues today. City National is a subsidiary of Royal Bank of Canada, one of North America’s leading diversified financial services companies. To learn more about City National and our dynamic company culture, visit us at About Us .

INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT

City National Bank fosters an inclusive environment where all forms of diversity are valued and leveraged to make us a better company and employer. We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sexual orientation, gender identity, national origin, disability, veteran status or other basis protected by law.
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
*Represents basic qualifications for the position. To be considered for this position, you must at least meet the required qualifications. careers.cnb.com accepts applications on an ongoing basis, until filled.

Job Tags

Full time,

Similar Jobs

Jasper AI

Senior Finance Operations Manager Job at Jasper AI

 ...to be more effective and creative in ways they never thought possible. Learn more at jasper.ai . About The Role The Senior Finance Operations Manager will be the go-to person for all operational aspects of Finance from managing our core finance systems to ensuring... 

Hoag Memorial Hospital Presbyterian

PATIENT CARE ASSISTANT/CERTIFIED NURSE ASST (CNA) - NURSING STAFFING OFFICE Job at Hoag Memorial Hospital Presbyterian

 ...Position Description: As a Hoag Patient Care Assistant (CNA), you will become a vital member of a dynamic team at a nationally...  ...Support certification. Current certification as a NurseAssistant/Certified NurseAssistant from the state of California or completion of... 

Ace Hardware

Class B CDL Truck Driver Job at Ace Hardware

 ...of assigned area as well as contact persons at each store location. Adhere to gas credit card usage. Operate a box van, pickup truck, or other assigned vehicle safely and courteously while observing all state and local driving laws as well as company policies and... 

Mead & Hunt

Information Technology Intern - Part-Time Job at Mead & Hunt

 ...consulting firm, is seeking a part-time, self-motivated, proactive intern to work in our Information Technology department. The hours...  ...; updating software; maintaining IT resources; assisting with cybersecurity, analytics and data center management issues. This position... 

Sigma Group

Hindi Speakers (Remote) Job at Sigma Group

 ...annotation for the development of Artificial Intelligence systems with offices in Spain, the United States and the United Kingdom. Hindi speakers are needed for voice recording project. This project will have a short duration. This is a flexible task that is to be completed...